Download 'Survey Standards' in WORD format.

Carroll Cave Conservancy

Survey Standards

  Carroll Cave

Camden Co. Missouri

Version A 2002

(download Version 1, dated Janurary 2001 in Word format here)

  Introduction

  Many seasoned cave surveyors will recognize that the procedures and standards found on the following pages are not uncommon or unlike any other large-scale project going on in this country today. The generation of reliable, high quality survey data requires the development and use of certain standards and procedures designed for this specific task.

  These standards are based on the combined experiences of many different cavers over many years of organized caving from projects around the world. Some of the procedures and standards may seem a bit arbitrary or mundane. However, experience has shown that these procedures and guidelines are necessary to ensure that the quality and integrity of the survey is maintained at excellence throughout the life of the project. These guidelines will attempt to provide the best overall experience for all team participants as well as meet the high demand for accuracy and preservation.

  The efficient, effective running of the Carroll Cave survey is critical to its success. Often a successful survey is defined by total numbers in footage. However, without adequate preparation, cooperation and support it would be tough to effectively produce any amount of accurate survey. The character of each survey trip will vary according to several factors, these are the combination of Project Manager, project participants, the experience and determination of the participants, and the existence (or lack thereof) of promising leads.

  Typically, most grotto or regional survey projects are filled with personnel familiar to one another and their respective capabilities. The Carroll survey is different. It will involve any person, from any grotto, from any country willing to help survey the cave. We do not have the luxury as we hoped of for knowing all the Missouri surveyors who are fully qualified to survey in the cave. Occasionally participants may be teamed with other cavers they are not familiar with and it may be difficult to predict how well a team will work together once in the cave. Carroll surveys will tend to be more structured than most cavers are use to. This is required to meet the needs or the requirements of access and/or conservation.

  The survey team leaders are encouraged to provide feedback at the end of every trip. Do not consider an idea or suggestion to trivial, impractical or potentially unnecessary. The situations, problems and events of each trip provide useful information for future survey teams. The primary and all-important mission for all survey teams entering Carroll Cave is the collecting of quality survey data.

  Synchronizing and standardizing everyone’s surveying methods helps to control errors and facilitates the gathering of quality data while impacting the cave as little as possible. The Project Manager will work with each group that requires it to bring their methods up to these standards. Bringing everyone’s talents and capabilities together as one to reach the common goal, the exploration of the Carroll Cave system by producing an accurate map.

 

  Project Management

  The Survey Committee is ultimately responsible for the entire survey project as a whole and has the final word in all planning and coordination of all survey particulars that can and do arise. All teams will be managed in a professional manner so that all obligations to Carroll Cave Conservancy and the team participants are met to the highest degree possible. All project participants are to be fully cooperative with the Project Manager or any other Survey Committee appointed personnel. The Project manager is responsible for reporting problems, infractions and questionable behavior to the Conservancy board members for review.

  The Project Manager will set the tone for the project as a whole. An effective project manager is flexible, expresses an open mind, and emphasizes teamwork. The project Manager will be available to listen to team participants concerns. Most of the Project Managers time is spent organizing teams and correlating surveys, reviewing survey data and trip reports, coordinating leads and drawing a working map. It is highly recommended that the Survey Committee delegate responsibilities and make use of project participants as necessary.

  The following is a description of these standards and policies.

 

  • A survey team may have no less than 3 and no more than 4 members on each team

 

  • No team may enter unexplored or unsurveyed passage without surveying as you go.

 

  • Everything humanly enterable shall be surveyed.

   

Bookman

  In order to ensure that quality survey data is collected only approved bookmen will be allowed to sketch in Carroll Cave. Quality is of the highest priority and any group or individual may participate in the survey as long as the required standards are met and an approved sketcher is on each team.

  The Bookman will be considered the survey team leaders and will be referred to as such in all matters of the survey. They have the most responsibilities regarding the survey team and the survey trip as a whole. They are responsible for the safety and location of the team once inside the cave and ultimately will make all the decisions regarding the survey team that do occasionally arise. They should be good for morale and have a positive influence on other survey team participants to help create a positive, efficient and effective working environment. They should be always safety conscious and practice caution in all procedures associated with cave exploration.

  They must make every effort to keep a clean book as well as keep accurate and complete notes. The Bookman will sketch to a precise scale to bring consistency and reliability to everyone’s sketches as well as provide a realistic means for blunder detection and error control.

  Team leaders should be familiar with the use of lead lists, line plots and quad maps. The Survey Committee will furnish all team leaders with this and any necessary information or documents needed for exploration. All required survey documentation should be filled out completely by the Team Leader. This includes the Survey Cover Sheet, Trip Report, and The Lead List. All team leaders should have the new survey designation codes before entering the cave.

   

Cover sheet

 

The Survey Committee will provide all teams with a Survey Cover Sheet. All Survey Cover Sheets should be filled out completely and accurately before any surveying begins. This can usually be done outside before the trip begins and can be a shared responsibility among all team members.

 

Trip Report

  The Survey Committee will provide each team with a Trip Report Form. All Trip Report Forms must be filled out completely and accurately and on file with the Survey Committee before the next survey trip is allowed to take place. The trip report should contain all relevant information about each survey trip. It is highly encouraged to share this responsibility with all the members of the team.

 

Recording Data

  The sketcher‘s goal is to produce a quality sketch that accurately depicts the passage that has been surveyed and to record all necessary notes and numbers arranged according to recognized practice. The success of the entire survey depends on the accuracy and completeness of the recorded survey data. Measurements and sketching should be entered as soon as they are done to lessen the chance for errors.

   

Notes should be recorded like the example:

 

 

 

Two types of drawings will be required for all surveys within Carroll Cave. These are the plan and cross-sectional views. Due to the lack of relief running profiles will not be necessary. Only if it helps to clarify the sketch should a profile view be drawn. All drawings should be sketched to a precise scale on all weather paper. All original data will be considered property of the CCC. No original data sheets will be allowed to re-enter the cave, copies however are provided through the Survey Committee for survey teams. The Bookman should sketch to an appropriate scale for the size of passage being surveyed. Detail is good up to a point. Do not clutter the sketch. Concentrate on the floor detail, then walls and ceilings last. It needs to fit the page well. If the passage is small to medium in size than use 20 to 40 feet to the inch. If the passage is medium to extra large than 50 feet to the inch should suffice. If during the course of your survey and you are forced to change scale be sure to clearly indicate a scale change has taken place on your sketch.

 

Once at the beginning of your survey, sketching should begin at once. All sketches should be started before the first survey station, not between the first and second stations. This is very true at passage junctions. Do not assume another survey team has previously sketched any junction you may come to, sketch all junctions as you find them. It is far better to have multiple sketches of the same junction than to have only one or worse yet none, plus some overlapping helps the cartographer correlate the different surveys. An overlap of two stations is recommended. A survey station should be placed and flagged at every passage junction. It should be located in a position to make locating it by later teams for tie-in obvious. Make sure the stations are marked clearly and accurately on all sketches. Heavy dots or small triangles can be used to denote your survey stations on your sketch. The bookman must strive to keep legible notes that are clean and neat. Mud will always be a factor in Carroll Cave and will always be an enemy to your sketch.

 

Plan View

  This drawing must be done using a small ruler and protractor drawn to a precise scale on all weather paper. The plan view should concentrate on mostly floor detail. Cave walls, boulders, columns, flowstone, drops in the passage, ledges and water features should be drawn in their proper positions and orientations. Smaller features can be added as long as the clarity of the sketch remains. The use of floor sloping symbols is sometimes necessary in places but the composition of the floor should be apparent from your drawing. Writing a general statement such as "all floor detail is mud" is not acceptable.  All bookmen need to take the time to fill out all floor detail on the plan view. If you are plotting your stations correctly than major blunders will become self-evident as well.

 

Cross- sections

  Cross-sections are an important part of any sketch and should be drawn anytime there is a significant change in the character of the passage, or every 100 feet. You cannot have to many cross-sections. They must be drawn to a precise scale alongside the sketch that corresponds to that particular cross-sectional view. Make sure the cross-section and view direction are clearly marked on your sketch. They should depict all-important features that are found while looking in cross-section at that particular point in the passage. Obviously this should also include the general shape of the passage.

 

Passage dimensions

  The goal is to record numbers for the left wall, right wall, floor and ceiling that best represent the actual passage dimensions at that particular point of the survey. Occasionally a station can be located in a position that is not indicative to the passage itself and it will be assumed the station is in the middle of the passage. In most cases, the distances from the L-wall, R-wall, Ceiling and Floor will be an estimate in decimal feet. For left and right wall, try to estimate the distance from the survey station. Actually measure across the passage if it is feasible and more helpful.

 

Large rooms

  When mapping a large room, you can both set a station in the middle of the room and do a series of splay shots to determine wall and feature locations. A perimeter survey would also be an acceptable method. The liberal use of splay shots, radial surveys or perimeter surveys can vastly improve the quality of the sketch. Remember the goal of each survey team is to produce a quality set of notes with minimal impact to the cave, so watch your step while setting up splay shots in highly decorative or sensitive areas.

 

Instrument reader

  All instrument readers should have experience reading the compass and inclinometer. The proficient use of such instruments requires thorough understanding, patience and a substantial amount of practice for success. Some individuals may have physical limits (e.g. parallax) that may hinder their ability to properly and accurately read these types of devices. It should not take a particularly long time to get the shot. Individuals that do take an unusual amount of time to read the instruments may be showing a sign of uncertainty or eye fatigue and should consider the option of trading off duties if possible for relief. This can cause the momentum of the trip to sag as well as affect the morale and performance of the team. Try to keep a good even pace yet still be somewhat meticulous in the performance of your duties. If the Bookman is always waiting on your shot than your pace is too slow.

  The Instrument person must be using a set of tested and approved instruments for all surveying in Carroll Cave. The Project manager will supply you with a set of instruments that have been approved. They are tested each month on the compass course that has been built for that specific purpose. Readings should be read to the nearest .25-degree. If an individual wants to use his own set they must be tested for conformity to be approved by the Project Manager. Then tested every time thereafter before each trip into the cave. All loops must close to within 2% of predicted error. Instrument readers who consistently show bad loop [closure] will not be allowed to continue shooting instruments.

  Back sights as well as foresights will be read throughout the cave. The difference in the readings should be within 1 degree of one another regardless of how many sets of instruments are being used. A discrepancy of more than 1 degree requires a re-shooting until an agreement does exist. Remember quality not quantity. Sometimes readings between the two will not agree and no amount of re-shooting will alleviate the difference. The Instrument reader should feel more confident about one of the two shots. That shot should be circled by the Bookman to indicate to the cartographer that it is to be the more reliable of the two. Every effort should be made to achieve a back sight reading, sometimes this can be a difficult task, tight crawlways and other hard-to-get-to spots are good examples of such conditions, but this does not relieve any team of the responsibility from getting the back sight reading whenever possible. Once again the real push is an accurate survey and as such it just takes time. Do not “correct” a back sight to a foresight in the cave.  Record all numbers as taken, noting that the reading is a back sight. Data is recorded in the cave, it is manipulated after the trip.

  Loop closer error greater than 2% of expected error is considered unacceptable and may show a need [for not to be] resurveyed. For anyone using a Suunto compass, be sure to read this instrument with only one eye, moving the eye up and down the sight line to accurately line up the station.

  It is important that the instrument person be experienced and careful with the instruments. Caring for them always by keeping them clean and functional.

 

Lead Tape

  The position of lead tape is as important a duty as any other position on the team. The Lead Tape has the responsibility of determining the way to go unless overruled by the Bookman. It is the duty of the Lead Tape to locate survey stations at optimal distance from the previous station while planning ahead for the next station. Flagging and accurately labeling all stations at all junctions and leads. Flagging traverse stations every few hundred feet is good practice for finding lost stations in later years. All flagged stations must be marked with a permanent ink marker such as a Sharpie. Stations placed at leads or junctions should be placed in an obvious spot for easy locating later. Keep in mind, stations should be chosen with the idea that the instrument reader has to be able to read from that point. Whenever possible every attempt should be made to make it easy on your instrument reader to gain a comfortable position as accuracy is easier with comfort. Do not hesitate to build a temporary station if needed, keeping in mind not to damage or destroy anything.

  Hanging or floating stations are not acceptable and should never be used.

  This position is also responsible for flagging trail around sensitive areas encountered during the course of the survey.

The fiberglass tape should not be neglected or abused. It should not be walked on or pulled through areas that may damage it or the cave. It should be re-spooled as soon as it is no longer being used. The tape can be a valuable asset to the sketcher as well. Many bookman use the tape as a sight line to help align their sketch. The greatest challenge is in keeping it clean. It is a very important piece of equipment and should be treated as such. It should be read as accurately as possible to the nearest tenth in decimal feet. For example 57.2 feet.

 

Survey Markers

  Survey stations should be easy to locate and identify by later teams. Some must endure literally many years to come, so station marking should be on a somewhat semi-permanent basis. Not every survey station will be or should be flagged, only stations specifically needed to remain known for later tie-ins or navigational purposes. Colored flagging will be used to properly identify and label each flagged station at junctions or leads. Orange will indicate primary traverses. Pink will be for unsurveyed leads. All survey station flags should be accurately labeled using the proper survey designation codes using a permanent marker such as a Sharpie. The flagging should be kept as clean and dry as possible and should not be placed where others may walk or crawl over it. Any Illegible or decomposed survey station flagging encountered during the course of the trip should have a new flag made and attached along with the old flagging.

  Do not remove survey flagging from any survey station at any time.

  Every effort should be made to use an adequate amount of flagging to properly and accurately label each station. Please keep in mind too much flagging can be considered offensive, not enough makes it difficult to locate stations. When terminating the survey in going passage for that day prominently mark the last survey station with a double or triple flag.

 

Conduct

  Exploring Carroll Cave is a privilege bestowed upon us from the land owners above. All project participants must respect and care for the land they are exploring under. Years of work went into what we are enjoying today. Do not participate in any conduct unbecoming a caver.

 

Grievances

  If at any time a concern arises about any event, which occurred in, cave or out the concerned should write a full detailed report about said matter and send it to the Survey Committee and it will be forwarded to the CCC officers for review and possible action. All reports should state facts only and not personal opinion.

 

Dismissal of project participant

  The Survey Committee has the authority to dismiss any project participant for being unprepared, negligent, and/or uncooperative. Obvious disregard for NSS, or CCC policies, overall lack of fitness, and/or inability to cave safely. The decision to dismiss a project participant is not taken lightly. After reading the reports and discussing the matter with the individual as well as the CCC a decision for dismissal could result.

 

Trips

  The Survey Committee has authority regarding teams and trips. Teams and trips are arranged to maximize productivity of the survey while impacting the cave as little as possible. Team leaders should offer suggestions if they have specific ideas or team arrangement or areas for survey.

 

Organizing Teams

  Logistics, dynamics and teamwork are key points in creating a successful exploration of a large cave system. When organizing survey teams the Survey committee must:

• Confirm that a qualified Bookman is on each team and has all the essential materials to perform his duties.

• Confirm no more than one rookie per team.

• Confirm that each team has no more than 3 no less than 4 members.

• Confirm a set of approved instruments is with each team.

Team rosters need to be filled out completely before entering the cave. This will include names, address, email, phone numbers and their position on the team. Teams should be comprised of cavers that have the same abilities and speed while exploring and traveling through the cave. Size and age of cavers may also be an important consideration at times. Due to the extensive length of passage in Carroll long trips comprising 36+ hours may be needed. Choose these teams carefully. An error in this area can often affect the performance and effectiveness of a good team.

 

Team return times

  A team is not considered out until all members of the team are at base camp. The project manager will assign each team an out time that every effort should be made to adhere to. Exiting the cave is simplified by staggering the teams so they do not bunch up at the bottom. Allow 20 minutes per caver to ascend the entrance shaft. All required information on the sign in/out sheet located in the register at the bottom of the entrance shaft must be filled out completely and accurately. There is no problem if a team returns early however, a team late for their exit time has 6 hours grace period. After 4 hours a rescue team will be put on alert. Do not abuse your out time.

   

Tom Lounsbury

Chairman Survey Committee

May 2002